Sebi on Friday came out with guidelines for transactions in corporate bonds through Request for Quote (RFQ) platform by stock brokers in order to increase liquidity on the platform
The watchdog has approved a regulatory framework to allow private equity funds to become sponsors of mutual funds, a move that will help further deepen the mutual fund industry
The changes have been made to streamline the process of providing approval to the proposed change in control of the entities
Sebi has barred stock brokers and clearing members from using clients' funds for creating bank guarantees. Read on to know why Sebi made the decision.
In three separate orders, the regulator noted that the entities are not members of any stock exchange
This is similar to Application Supported by Blocked Amount (ASBA)-like facility already available for the primary market which ensures that money from an investor gets moved only when an allotment happens
SEBI will introduce fund-blocking facility for secondary market transactions like being done for Initial Public Offerings (IPOs)
The settlement scheme shall commence on December 19, 2022, and end on January 19, 2023, (both days inclusive) or such other date as approved by the competent authority, according to a Sebi notice
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Sebi has modified the running account settlement rules to prevent the unauthorised use of client funds by stock brokers.
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