Sunday, Sep 25, 2022
×
Outlook.com
×

Stock Brokers

How Do Sebi’s New Rules On Running Account Settlement With Stock Brokers Impact You?

How Do Sebi’s New Rules On Running Account Settlement With Stock Brokers Impact You?

Sebi has modified the running account settlement rules to prevent the unauthorised use of client funds by stock brokers.

28 July 2022

Axis AMC Conducting Suo Moto Probe; Suspends 2 Fund Managers

The statement comes in the wake of complaints reportedly being received by Axis Mutual Fund from stock brokers about fund managers punching in trades on behalf of the fund at values much higher than the market


Client Fund Misuse: NSE Expels Modex International, Karvy Stock Broking, 28 Others In Last 6 Years

These stock brokers have been declared as defaulters for non-compliance with the regulatory provisions of the bourse. In addition, they have been expelled from the membership of the exchange


Sebi Comes Out With Consultation Paper On Online Bonds Trading Platform

Sebi wants bond transactions to be routed through the stock exchange platform. Aims to provide retail investors with robust risk management and surveillance mechanism for fair and transparent pricing, settlement, exit...

23 July 2022

Mirae Asset has introduced its m.Stock stockbroking service and app.

Mirae Asset Forays Into Stock Broking; Know All Key Details Here

Mirae Asset has launched its stockbroking service and app called ‘m.Stock’, and hopes to capture a significant market share in the industry, owing mainly to its pricing and other USPs


Investor Safety: Now, Sebi Updates Cyber Security Framework For Stock Brokers

Sebi has released modifications in the cyber security and cyber resilience framework for stock brokers and depository participants in order to safeguard investor interest.

01 July 2022

Advertisement

Advertisement
Advertisement
Advertisement
Advertisement
Advertisement
Advertisement