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Securities And Exchange Of India Sebi

SEBI

SAT Partly Set Aside Sebi's Order Against NSE In Dark-Fibre Case

Dark fibre or unlit fibre, with respect to network connectivity, refers to an already laid but unused or passive optical fibre, which is not connected to active electronics/equipment and does not have other data flowing...

10 August 2023

SEBI

Sebi Initiates Process To Hire 2 Executive Directors; Invites Application

The appointment of executive director will either be on a deputation or contractual basis, for a period of three years, the regulator said in a public notice

31 July 2023

SEBI

Sebi Reconstitutes Intermediary Advisory Committee

The 21-member committee has representation from the brokerage industry, financial institutions, legal fields and Sebi's members, as per the information available with the markets watchdog.

29 May 2023

SEBI

Sebi Looks To Introduce Disclosure Requirements For Unlisted Companies

"There is a need to identify, monitor and manage risks introduced into the securities market ecosystem by unlisted companies in a conglomerate with a complex set of listed and unlisted associates," Sebi said in its annual...

08 August 2023

SEBI

Sebi Comes Out "Stricter Timeline" For Disclosure Of Material Events

Under the framework, the regulator asked listed companies to disclose family settlement agreements, which can impact the management and control of such firms to stock exchanges. These agreements need to be disclosed within...

14 July 2023

SEBI

Sebi Proposes Special Rights To Unitholders Of REITs, InvITs To Strengthen Corporate Governance Norms

The proposed move would empower unitholders of REITs and InvITs to monitor their investment in REIT/InvIT and assist in decision making.

17 May 2023

SEBI

Sebi Mandates FPIs To Carry 10% Of Corp Bonds Trades Via RFQ Platform

The move is aimed at increasing the liquidity on the RFQ platform and enhancing the transparency and disclosures pertaining to investments in corporate bonds, which in turn will encourage investment by FPIs in the corporate...

08 August 2023

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SEBI

SEBI Mulls Expanding Definition Of QIB For Debt Securities

The regulator suggested that certain categories of investors should be included in the QIB segment such as SEBI-regulated entities as well as multistate cooperatives with net worth of over Rs 500 crore

16 May 2023

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07 May 2023
TPG-Backed RR Kabel Files IPO Papers With SEBI

TPG-Backed RR Kabel Files IPO Papers With SEBI

The IPO comprises a fresh issue of equity shares aggregating up to Rs 225 crore and an offer for sale (OFS) of over 1.72 crore equity shares by promoters and...


27 March 2023
Hindenburg Report On Adani Group: Union Minister Singh Says Supreme Court Seized Of The Matter

Hindenburg Report On Adani Group: Union Minister Singh Says Supreme Court Seized Of The Matter

In January, US-based short seller Hindenburg Research in a report made a litany of allegations, including fraudulent transactions and share-price manipulation,...


07 March 2023
SEBI Gives More Time To Submit Applications For Empanelment Of Forensic Auditors For MFs, AMCs, Trustees

SEBI Gives More Time To Submit Applications For Empanelment Of Forensic Auditors For MFs, AMCs, Trustees

After being empanelled, the auditors would take up assignments related to forensic audit of mutual funds, their AMCs and trustee companies or board of trustees


21 February 2023
SEBI Imposes Rs 62 Lakh Fine On Six Entities For Fraudulent Trading

SEBI Imposes Rs 62 Lakh Fine On Six Entities For Fraudulent Trading

It was alleged that Utkarsh, Vanya, Realstep, Fanaswala, Darji and Charamsukh IT Marketing had violated the provisions of PFUTP (Prohibition Of Fraudulent And...


24 January 2023
SEBI Disposes Of Show Cause Notice To Two Individuals In Front-Running Case

SEBI Disposes Of Show Cause Notice To Two Individuals In Front-Running Case

In compliance with the directions issued through the interim order, the noticees were directed by SEBI to deposit the proceeds of Rs 66 lakh unlawfully earned...


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03 June 2022
Sebi Narrows Scope Of Investment Advisors With New Rules, Nixes Commission On FD Advice 

Sebi Narrows Scope Of Investment Advisors With New Rules, Nixes Commission On FD Advice 

Sebi has come out with an amended investment advisors (IA) guideline. Tells registered IA in letter that they cannot earn commission for providing advisory...


29 April 2022
NSE Co-Location Case: Sebi Slaps Rs 6 Lakh Fine On Pace Stock Broking

NSE Co-Location Case: Sebi Slaps Rs 6 Lakh Fine On Pace Stock Broking

The order came after Sebi received multiple complaints against the broker, pertaining to allegations of malpractices with respect to the co-location facility...


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