The security holder, whose folio has been frozen, can lodge grievances or avail any service request from the RTA only after furnishing the complete documents
In its latest order, SEBI said the 22 individuals (noticees) were "not designated employees" of the company and therefore, were not obligated to make disclosures under the PIT (Prohibition of Insider Trading) norms
In December 2022, SEBI in its order found that the company failed to make timely disclosures about the loan defaults to the exchanges in January 2020
The development came after the Calcutta High Court passed an order in June 2022, whereby it directed SEBI to proceed with the auction of properties of Saradha Group of Companies
In its consultation paper, the regulator proposed changes to rules governing REITs and InvITs whereby sponsors will be required to own a certain percentage of units in these investment vehicles
The company's promoters who have been restrained from the securities market for their involvement are -- Shreya Gupta, Gaurav Gupta, Saurabh Gupta, Pooja Aggarwal and Varun Media
Serious complaints are manipulation in application forms, malpractices followed in marketing units, funds and serious deficiencies in services provided by distributors, among others
The watchdog has suggested that the sponsors of REITs/InvITs should hold 15 per cent of the capital for a period of three years from the date of listing as there is no mandatory unit holding requirement after three years
SEBI found that Capital Worth by engaging in the activities and holding itself out as an 'investment adviser', without having a valid certificate of...
SEBI has proposed to stop trading members and clearing members from retaining any part of client funds at the end of day and move the entire funds to the...
Demat accounts jumped 39 per cent year-on-year (YoY) in November 2022, while mutual fund net inflows saw a “significant” dip in April-November 2022...
The Bombay High Court on Friday quashed the write-off of Yes Bank’s AT1 bonds worth around Rs 8,400 crore, providing much needed relief to investors
Industry body AMFI has urged the government to make a uniform tax for directly invested debt mutual funds and securities.
HDFC AMC has launched a long-term debt fund which will invest in government securities with a 30-year maturity period.
The securities and exchange board of India (Sebi) has compiled all the circulars related to credit rating agencies (CRAs), overriding the old ones. Know what...
The Securities and Exchange Board of India held its Board meeting where a lot of important decisions were taken for facilitation of an ‘execution only...
Sebi has asked mutual fund houses to adhere to the cap on the net asset value (NAV) of new actively managed debt mutual fund schemes of a single issuer while...
Since Feb 25 this year, the bottom 100 stocks have been settled in the T+1 cycle, but starting Jan 2023, all stocks in the derivative segment would be settled...
Sebi has further streamlined the norms and regulations surrounding unpaid securities and directed all trading and clearing members to transfer securities...
Sebi wants to standardise the ratings given by credit rating agencies, from January 1, 2023 onwards
.png)
Many people were complaining of problems with funds getting credited to their bank late, leading to them missing out on market trading opportunities. That...
Sebi has cautioned public and investors from being duped by fraudulent entities masquerading as Sebi-registered portfolio management services offering promises...
Zero coupon zero principal instrument means an instrument issued by a Not for Profit Organisation (NPO) which will be registered with the social stock exchange...
Sebi has asked all recognised stock exchanges, including commodity derivatives exchanges as well as depositories to launch a grievance redressal system on...
Instances of deep fake cyber crimes are increasing, posing a serious threat to personal security. Read on to know the legal provisions in Indian law that can...
