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Sebi

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Sebi Proposes Insider Trading Rules Applicability In Mutual Fund Dealings

The proposal comes after Sebi observed that a Registrar and Transfer Agent of a mutual fund had redeemed all its units from a scheme, being privy to certain sensitive information pertaining to the scheme of a mutual fund,...

08 July 2022

Sebi Asks Exchanges To Launch Grievance Redressal Mechanism On Lines Of SCORES

Sebi has asked all recognised stock exchanges, including commodity derivatives exchanges as well as depositories to launch a grievance redressal system on lines of SCORES. Asks for redressal system to be implemented before...


Investor Safety: Now, Sebi Updates Cyber Security Framework For Stock Brokers

Sebi has released modifications in the cyber security and cyber resilience framework for stock brokers and depository participants in order to safeguard investor interest.


Exceptions When You Cannot Complain On Sebi’s SCORES Grievance Redressal Mechanism

Sebi has asked all recognised stock exchanges, including commodity derivatives exchanges as well as depositories to launch an online web-based redressal mechanism on the lines of SCORES. However, there are certain instances...

07 July 2022

Sebi Asks Bourses, Depositories To Launch Online Complaint Redressal System

This is in line with the online platform, SCORES, launched by the capital markets regulator in June 2011 to help investors lodge their complaints, pertaining to the securities market, against listed companies and...


Sebi Slaps Rs.1.6 Cr Penalty On Nilesh Shah, 5 Others From Kotak AMC In FMP Issue

Sebi Slaps Rs.1.6 Cr Penalty On Nilesh Shah, 5 Others From Kotak AMC In FMP Issue

Sebi penalises six Kotak AMC executives for flouting rules in fixed maturity plans. It had earlier passed an order in this issue in August 2021

01 July 2022

Edelweiss Broking Announces Issue Of Secured Redeemable Non-Convertible Debentures

Edelweiss Broking has announced the public issue of its non-convertible debentures. The issue opens on July 5 and closes on July 26, 2022.

05 July 2022

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Sebi Extends Deadline To Implement Guidelines On Instruction Slips For Share Pledging

With the implementation of the guidelines, the Power of Attorney (PoA) would be replaced with the Demat Debit and Pledge Instruction (DDPI) document

01 July 2022

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30 June 2022
TDS On Crypto, PAN-Aadhaar Link, And Work Days Among Other Changes Effective From July 1

TDS On Crypto, PAN-Aadhaar Link, And Work Days Among Other Changes Effective From July 1

Here are five significant financial and operational changes that will go into effect from July 1.


29 June 2022
Sebi Permits FPIs To Participate In Exchange-Traded Commodity Derivatives Market

Sebi Permits FPIs To Participate In Exchange-Traded Commodity Derivatives Market

The board of Sebi, during its meeting held on Wednesday, also approved amendments to rules governing mutual funds and portfolio managers


29 June 2022
40 And No Savings Yet? Here Are 5 Ways To Start Saving For Your Future

40 And No Savings Yet? Here Are 5 Ways To Start Saving For Your Future

If you have just touched 40 and suddenly realised that you haven’t been able to save a penny yet, you might be feeling absolutely panicked. But don’t...


25 June 2022
Sebi Grants Extension To August 1 In Two Clauses Of KYC-KRA Guidelines

Sebi Grants Extension To August 1 In Two Clauses Of KYC-KRA Guidelines

Sebi had issued a detailed guideline for KYC-KRA verification and validation way back in April. Now, it has granted an extension to August 1 to two clauses of...


24 June 2022
Sebi Introduces UPI Mechanism For Individual Investments In InvITs

Sebi Introduces UPI Mechanism For Individual Investments In InvITs

Sebi has decided to give individual investors the ability to block money through UPI when applying in public offerings of InvITs.


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23 June 2022
Sebi Tweaks Rules On Educational Qualification Criteria For Recruiting Official Posts

Sebi Tweaks Rules On Educational Qualification Criteria For Recruiting Official Posts

As per the amended rules, two-third of the total posts for executive directors will be filled up with internal candidates and the remaining one-third, not more...


23 June 2022
Why SIPs Bundled With Insurance Don’t Work And What Sebi Bar Means For Investors

Why SIPs Bundled With Insurance Don’t Work And What Sebi Bar Means For Investors

Sebi has stopped all mutual funds to launch any SIP+Insurance schemes. Read on to know what their drawbacks were and what the Sebi ban means for existing...


22 June 2022
Sebi Sends Rs 5 Lakh Notice To Future Enterprises In Disclosure Lapses Case

Sebi Sends Rs 5 Lakh Notice To Future Enterprises In Disclosure Lapses Case

Future Enterprises failed to disclose to the exchanges the information regarding the initiation of arbitration proceedings and also the passing of an order...


22 June 2022
Why Mukesh Ambani’s Companies Are Faltering On Corporate Governance To Attract SEBI’s Ire

Why Mukesh Ambani’s Companies Are Faltering On Corporate Governance To Attract SEBI’s Ire

The 2020 deal pertaining to stake sales in RIL’s subsidiary company, Jio Platforms to Facebook, Silver Lake and Vista Equity Partners, was disclosed through...


22 June 2022
Sebi Forms Advisory Committee To Foster Growth, Investor Awareness In REITs, InvITs

Sebi Forms Advisory Committee To Foster Growth, Investor Awareness In REITs, InvITs

Sebi has formed a new advisory committee to promote growth in REIT and InvIT investing among investors.


21 June 2022
Sebi Permits Mutual Funds To Resume Investment In International Stocks

Sebi Permits Mutual Funds To Resume Investment In International Stocks

This came in the wake of a major correction in global markets that brought down the valuation of international stocks


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21 June 2022
Sebi Fines Reliance Industries For Not Making Prompt Clarification On Jio-Facebook Deal

Sebi Fines Reliance Industries For Not Making Prompt Clarification On Jio-Facebook Deal

Sebi held them liable for the violation of the provisions of principles of fair disclosure for purposes of the code of practices and procedures for Fair...


16 June 2022
Six Steps That Will Help You Reach Your Financial Goals

Six Steps That Will Help You Reach Your Financial Goals

A smooth financial plan is one that caters to your needs and life goals. Here are six steps that financial planners take to ensure there are no gaps


10 June 2022
Sebi Tweaks AMCs’ Cyber Security And Resilience Framework For Investor Protection

Sebi Tweaks AMCs’ Cyber Security And Resilience Framework For Investor Protection

The Securities and Exchange Board of India has come out with a framework to safeguard asset management companies from falling victims to cyberattacks.


09 June 2022
Sebi Lets Off Tata Motors With Warning In Over 18-year Old Case

Sebi Lets Off Tata Motors With Warning In Over 18-year Old Case

Apart from Tata Motors Ltd (TML), the market regulator has cautioned Niskalp Infrastructure Services, formerly known as Niskalp Investment and Trading Ltd, to...


09 June 2022
SEBI Bans Person From Capital Markets, Imposes Fine In NIIT Technologies Insider Trading Case

SEBI Bans Person From Capital Markets, Imposes Fine In NIIT Technologies Insider Trading Case

The markets watchdog, in its order, noted that Mehrotra, who was the business Head of Asia & Australia with the title as President- Infrastructure Management...


08 June 2022
Sebi Orders Attachment Of Bank, Demat Accounts Of Rose Valley, 4 Others To Recover Over Rs 5,000 Crore

Sebi Orders Attachment Of Bank, Demat Accounts Of Rose Valley, 4 Others To Recover Over Rs 5,000 Crore

This comes after they failed to comply with Sebi directions to refund the investors


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