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Sebi

Sebi Lets Off Tata Motors With Warning In Over 18-year Old Case

Apart from Tata Motors Ltd (TML), the market regulator has cautioned Niskalp Infrastructure Services, formerly known as Niskalp Investment and Trading Ltd, to be cautious in its future dealings

09 June 2022

Sebi Tweaks Cyber Security, Cyber Resilience Framework For Stock Brokers, Depository Participants

All auxiliary systems that connect to or communicate with critical systems, whether for operations or maintenance, must be designated as critical systems as well


Sebi’s New Online Mutual Fund Transactions Will Not Impact Your Demat Transactions

Sebi’s New Online Mutual Fund Transactions Guideline Will Not Impact Your Demat Transactions

Several users were facing confusion about various banks, mutual funds, and payment processing companies flooding their inboxes with texts about the new Sebi guidelines. But don’t worry; these will not impact your demat...


SEBI Bans Person From Capital Markets, Imposes Fine In NIIT Technologies Insider Trading Case

The markets watchdog, in its order, noted that Mehrotra, who was the business Head of Asia & Australia with the title as President- Infrastructure Management Services (IMS) of the company, had traded in the shares of the...

09 June 2022

Sebi Orders Attachment Of Bank, Demat Accounts Of Rose Valley, 4 Others To Recover Over Rs 1,000 Crore

In its notice, Sebi asked banks, depositories and mutual funds not to allow any debit from the accounts of Rose Valley and its then directors -- Gautam Kundu, Ashok Kumar Saha, Shibamoy Dutta and Abir Kundu. However, credits...


Sebi Revamps Mutual Fund Advisory Committee

The committee is mandated to advise Sebi on issues related to regulation and development of the mutual fund industry

06 June 2022

Sebi Orders Attachment Of Bank, Demat Accounts Of Rose Valley, 4 Others To Recover Over Rs 5,000 Crore

This comes after they failed to comply with Sebi directions to refund the investors

08 June 2022

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Sebi Fines, Bars Guilty From Market For 2-5 Years In IIFL, Fidelity Front Running Cases

Sebi has passed the final order in the IIFL and Fidelity front running cases. Read below to find out how they profited from investors’ money and how Sebi punished them.

04 June 2022

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03 June 2022
Sebi Narrows Scope Of Investment Advisors With New Rules, Nixes Commission On FD Advice 

Sebi Narrows Scope Of Investment Advisors With New Rules, Nixes Commission On FD Advice 

Sebi has come out with an amended investment advisors (IA) guideline. Tells registered IA in letter that they cannot earn commission for providing advisory...


01 June 2022
Individual Settles Case With Sebi In Religare Enterprises Matter

Individual Settles Case With Sebi In Religare Enterprises Matter

The order came after the individual, Pankaj Sharma, filed an application with Sebi proposing to settle the regulatory violations "without admitting or denying...


31 May 2022
Sebi Says ASBA Application Will Be Processed Only After Money Is Blocked in Investor's Account 

Sebi Says ASBA Application Will Be Processed Only After Money Is Blocked in Investor's Account 

Securities and Exchange Board of India on Monday, May 30, 2022, has tweaked the facility of Application Supported by Blocked Amount (ASBA) in Public Issues for...


26 May 2022
SEBI Imposes Rs 10 Lakh Fine On Five Entities For Misrepresentation Of Funds

SEBI Imposes Rs 10 Lakh Fine On Five Entities For Misrepresentation Of Funds

In the latest order, the regulator levied a fine of Rs 10 lakh on noticees -- MPF Systems Ltd (MPFSL), Kirti Salvi, Anil Kothari, Aakesh Chopra and Ambrish...


26 May 2022
SEBI Exempts Government From Making Open Offer To Vodafone Idea Limited Shareholders

SEBI Exempts Government From Making Open Offer To Vodafone Idea Limited Shareholders

In a nine-page order, Sebi said the acquisition of a shareholding in VIL by the Government of India (GoI) is proposed with the sole intent of saving the larger...


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25 May 2022
Alternative Investment Funds To Grow 25% By 2025, Says Report; What's Making Them Popular?

Alternative Investment Funds To Grow 25% By 2025, Says Report; What's Making Them Popular?

Alternative Investment Funds (AIFs) are privately-pooled investment vehicles that collect funds to invest according to a defined policy for the benefit of...


24 May 2022
OYO Plans IPO After September, May Settle For Lower Valuation

OYO Plans IPO After September, May Settle For Lower Valuation

The company's proposed IPO comprised a fresh issue of equity shares aggregating up to Rs 7,000 crore and an offer for sale to the tune of Rs 1,430 crore, as...


23 May 2022
P-Notes Investment Rises To Rs 90,580 Crore In April

P-Notes Investment Rises To Rs 90,580 Crore In April

P-notes are issued by registered Foreign Portfolio Investors (FPIs) to overseas investors who wish to be a part of the Indian stock market without registering...


22 May 2022
3 Money Mistakes That Armed Forces Personnel Should Avoid

3 Money Mistakes That Armed Forces Personnel Should Avoid

Armed forces personnel may get facilities that seem like a lot but are often not enough to meet their financial goals. Here are three gaps that need to be...


21 May 2022
NSE Colocation Scam: CBI Launches Search Operation In Multiple Cities

NSE Colocation Scam: CBI Launches Search Operation In Multiple Cities

The search operation will cover brokers at more than 12 premises in Mumbai, Gandhinagar, Delhi, Noida, Gurugram and Kolkata, among other cities


19 May 2022
Sebi Simplifies Process For Transmission Of Securities to Legal Heirs; Know How It’ll Work

Sebi Simplifies Process For Transmission Of Securities to Legal Heirs; Know How It’ll Work

Sebi has simplified the procedure for transmission of securities to the nominees or legal heirs after the holder’s demise.


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17 May 2022
Following Axis Mutual Fund Scrutiny, Sebi Wants Greater Surveillance Powers: Report

Following Axis Mutual Fund Scrutiny, Sebi Wants Greater Surveillance Powers: Report

Sebi has sought permission from the central government under the Information Technology Act, 2000 to increase its surveillance power in view of increased usage...


16 May 2022
Axis MF Scrutiny: What Should Investors Do?

Axis MF Scrutiny: What Should Investors Do?

The alleged irregularities at Axis MF are being investigated. Till more is known, investors should stay invested in their selected schemes


15 May 2022
Why Armed Forces Personnel Need To Have Adequate Life Insurance

Why Armed Forces Personnel Need To Have Adequate Life Insurance

Armed forces personnel are often exposed to risks which can leave their families and dependants financially vulnerable


16 May 2022
Why Investing In Multi-Asset Fund Of Fund Makes Sense In A Volatile Equity Market

Why Investing In Multi-Asset Fund Of Fund Makes Sense In A Volatile Equity Market

A multi-asset fund of fund will help you allocate your investible surplus to all three asset classes–equity, debt, and gold-with appropriate exposure to each...


16 May 2022
Four Personal Finance Books That Are Favourite Of Experts

Four Personal Finance Books That Are Favourite Of Experts

There are several books on personal finance that could enhance your knowledge about money. We reached out to a few Sebi-registered advisors to list theirs....


12 May 2022
NSE Colocation Scam: SAT Grants Interim Relief To Anand Subramanian

NSE Colocation Scam: SAT Grants Interim Relief To Anand Subramanian

Subramanian approached the tribunal after Sebi passed an order on February 11, wherein it imposed a penalty of Rs 2 crore on him for alleged governance...


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